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TATA SECURITIES LTD Complaints

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Complaint against TATA SECURITIES LTD Broker

TATA SECURITIES LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the TATA SECURITIES LTD customers. The TATA SECURITIES LTD complaints report analyzes the TATA SECURITIES LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against TATA SECURITIES LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The TATA SECURITIES LTD complaint no. report also provides TATA SECURITIES LTD’s number of active clients. This shows the growth of the broker year on year.

TATA SECURITIES LTD Complaints

Exchange	Financial Year	Total Complaints	Active Clients
BSE	2016-17	1	1,527
NSE	2016-17	8	4,979
NSE	2015-16	2	5,820
BSE	2014-15	8	20,839
NSE	2014-15	13	6,667
BSE	2013-14	1	18,129
NSE	2013-14	8	5,378
BSE	2012-13	3	15,558
NSE	2012-13	7	15,434
BSE	2011-12	3	12,033
NSE	2011-12	6	13,073

TATA SECURITIES LTD complaint at NSE

	2016-17	2015-16	2014-15
Active Clients	4979	5820	6667
Complaints	8	2	13
Resolved through the exchange	8	2	13
Non actionable	0	0	0
Advised / Opted for arbitration	0	0	0
Pending for redressal with exchange	0	0	0
No. of arbitration filed by clients	3		1
Decided by arbitrators in favour of the clients	2		1
Decided by the arbitrators	1		0
Pending for redressal with arbitrators	1		0

TATA SECURITIES LTD complaint at BSE

	2016-17	2014-15	2013-14
Active Clients	1527	20839	18129
Complaints	1	8	1
Resolved through the exchange	1
Non actionable	0
Advised / Opted for arbitration	0
Pending for redressal with exchange	0
No. of arbitration filed by clients	0
Decided by arbitrators in favour of the clients	0
Decided by the arbitrators	0
Pending for redressal with arbitrators	0

Note:

* Including against its sub brokers, authorised persons, employees, etc.
** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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