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SPA SECURITIES LTD Complaints

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Complaint against SPA SECURITIES LTD Broker

SPA SECURITIES LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the SPA SECURITIES LTD customers. The SPA SECURITIES LTD complaints report analyzes the SPA SECURITIES LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against SPA SECURITIES LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The SPA SECURITIES LTD complaint no. report also provides SPA SECURITIES LTD’s number of active clients. This shows the growth of the broker year on year.

SPA SECURITIES LTD Complaints

Exchange	Financial Year	Total Complaints	Active Clients
NSE	2020-21	6	152
NSE	2016-17	2	1,087
BSE	2013-14	2	8,981
NSE	2013-14	4	1,606
BSE	2012-13	1	8,593
NSE	2012-13	3	8,291
BSE	2011-12	4	7,880
NSE	2011-12	4	7,541

SPA SECURITIES LTD complaint at NSE

	2020-21	2016-17	2013-14
Active Clients	152	1087	1606
Complaints	6	2	4
Resolved through the exchange	5	2
Non actionable	1	0
Advised / Opted for arbitration	0	0
Pending for redressal with exchange	0	0
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators		0

SPA SECURITIES LTD complaint at BSE

	2013-14	2012-13	2011-12
Active Clients	8981	8593	7880
Complaints	2	1	4
Resolved through the exchange
Non actionable
Advised / Opted for arbitration
Pending for redressal with exchange
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators

Note:

* Including against its sub brokers, authorised persons, employees, etc.
** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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1 Comments

1. Krishan lal gupta

| Link|October 10, 2019 12:55:36 PMReply

I was in need of money,I sold 10 shares of maruti in two lots of 5 each before 27 th sept.on27th I requested accounts section to remit money to my sb a/c.madam I accounts section told me that cheque has been issued.i repeated my request on 1st and 3rd October and 5th and 7th Oct.but there was same reply cheque to ban gaya tha pata karti hun kyon jama nahi hua
Please help.6