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AUM CAPITAL MARKET PVT LTD Complaints

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Complaint against AUM CAPITAL MARKET PVT LTD Broker

AUM CAPITAL MARKET PVT LTD brokerage complaints report provide detail about the number of complaints received by the stock exchanges from the AUM CAPITAL MARKET PVT LTD customers. The AUM CAPITAL MARKET PVT LTD complaints report analyzes the AUM CAPITAL MARKET PVT LTD online complaint data provided by BSE and NSE. This report shows the health of the broker.

These complaints are serious grievances against AUM CAPITAL MARKET PVT LTD broker which the broker and customer failed to resolve. The customer then filed these legal complaints with the stock exchange.

The AUM CAPITAL MARKET PVT LTD complaint no. report also provides AUM CAPITAL MARKET PVT LTD’s number of active clients. This shows the growth of the broker year on year.

AUM CAPITAL MARKET PVT LTD Complaints

Exchange	Financial Year	Total Complaints	Active Clients
BSE	2023-24	1	979
NSE	2022-23	2	1,683
NSE	2020-21	2	1,701
NSE	2016-17	1	1,210
NSE	2011-12	1	3,593

AUM CAPITAL MARKET PVT LTD complaint at NSE

	2022-23	2020-21	2016-17
Active Clients	1683	1701	1210
Complaints	2	2	1
Resolved through the exchange	1	1	1
Non actionable	0	1	0
Advised / Opted for arbitration	0	0	0
Pending for redressal with exchange	1	0	0
No. of arbitration filed by clients
Decided by arbitrators in favour of the clients
Decided by the arbitrators
Pending for redressal with arbitrators			0

AUM CAPITAL MARKET PVT LTD complaint at BSE

	2023-24
Active Clients	979
Complaints	1
Resolved through the exchange	1
Non actionable	0
Advised / Opted for arbitration	0
Pending for redressal with exchange	0
No. of arbitration filed by clients	0
Decided by arbitrators in favour of the clients	0
Decided by the arbitrators	0
Pending for redressal with arbitrators	0

Note:

* Including against its sub brokers, authorised persons, employees, etc.
** Non actionable means the complaint that are incomplete / outside the scope of the Stock Exchange

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